Philadelphia Stock Exchange

Results: 603



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431Financial system / Options Clearing Corporation / United States securities law / Philadelphia Stock Exchange / Securities Exchange Act / Floor broker / NASDAQ / International Securities Exchange / Economy of the United States / Financial economics / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]December 9, 2011 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Language: English - Date: 2011-12-12 09:17:11
432Investment / Finance / Stock market / Philadelphia Stock Exchange / Securities Exchange Act / Security / Short / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Financial economics / Financial markets / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]October 26, 2004 Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change to Waive the

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Language: English - Date: 2004-10-27 14:43:15
433Investment / Philadelphia Stock Exchange / Electronic trading platform / Finance / Order / Futures contract / Open outcry / Financial markets / Stock market / Financial economics / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]July 27, 2004 Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 and Notice of Fil

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Language: English - Date: 2004-07-29 07:16:26
434Financial markets / Finance / Self-regulatory organizations / Order / NASDAQ / Philadelphia Stock Exchange / Open outcry / Stock market / Financial economics / Investment

I International Securities Exchange June 3, 2014 Elizabeth M. Murphy Secretary

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Language: English - Date: 2014-06-04 12:53:19
435Financial system / Options Clearing Corporation / Financial services / Philadelphia Stock Exchange / Broker-dealer / NASDAQ / Option / Financial economics / Finance / Financial markets

SR-Phlx[removed]Exhibit 5 New text is underlined and deleted text is in brackets. NASDAQ OMX PHLX LLC1 PRICING SCHEDULE ALL BILLING DISPUTES MUST BE SUBMITTED TO THE EXCHANGE IN WRITING AND MUST BE ACCOMPANIED BY SUPPORT

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Language: English - Date: 2014-05-05 18:31:56
436United States Securities and Exchange Commission / Securities Exchange Act / Philadelphia Stock Exchange / Economy of the United States / Financial regulation / United States / United States securities law / SEC filings / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]September 21, 2004 Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Pro

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Language: English - Date: 2004-09-21 15:53:00
437Investment / Economy of the United States / Stock market / 73rd United States Congress / United States securities law / NASDAQ / Philadelphia Stock Exchange / Regulation NMS / Securities Exchange Act / United States Securities and Exchange Commission / Financial economics / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]August 17, 2006 Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment

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Language: English - Date: 2006-08-23 04:52:35
438United States Securities and Exchange Commission / 73rd United States Congress / NASDAQ / Securities Exchange Act / Chicago Stock Exchange / Financial Industry Regulatory Authority / Philadelphia Stock Exchange / U.S. Securities and Exchange Commission / OMX / Self-regulatory organizations / Economy of the United States / United States securities law

SECURITIES AND EXCHANGE COMMISSION

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Language: English - Date: 2009-03-17 09:38:38
439Self-regulatory organizations / Corporate governance / United States securities law / Philadelphia Stock Exchange / NASDAQ / Audit committee / NYSE Euronext / OMX / Securities Exchange Act / Economy of the United States / Auditing / Business

Microsoft Word[removed]doc

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Language: English - Date: 2009-09-21 17:22:10
440Delaware Valley / Philadelphia Stock Exchange / Economy of the United States / Pennsylvania

SR-Phlx[removed]Page 32 of 33 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is underlined.

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Language: English - Date: 2014-05-01 07:29:43
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